[J.P.Morgan/제이피모간] Compliance, Conduct and Operational Risk – Compliance Officer – Associate


Posted on 2021.03.02

Location : Seoul, Korea
Career Area : General office job

Job Description

  • Advise sales and trading on medium to high complex issues related to the Korean Cash Equity, F&O, and OTC Derivatives business
  • Work closely with the business and other operational areas on the build-out of the Korean Cash Equity, F&O, and OTC Derivatives business
  • Conduct monitoring and trade surveillance of Cash Equity, F&O, and e-communications
  • Review and/or prepare regulatory reports
  • Compile responses to routine regulatory queries/investigations
  • Handle regulatory registrations of key business staff with KOFIA
  • Develop or revise compliance materials including policies and procedures, flashes, training presentations, compliance manual, and standard operating procedures

Job Requirements

  • High level understanding of regulatory environments and business products
  • Deep knowledge of Korean regulations relating to Korean Cash Equity, F&O, OTC Derivatives business
  • Good interpersonal skills
  • Excellent oral and written communication skills in Korean and English
  • Good analytical, problem solving, and judgmental skills
  • Ability to analyze issues with new products and regulatory requirements
  • Detail oriented and not hesitant to ask questions
  • Ability to make decisions and respond to issues promptly under pressure
  • Quick thinker: understand complex transactions and explain compliance issues clearly and concisely
  • Must be a good team player 
  • Prepare to take ownership and work independently

Additional Information

  • 커리어수준 : 중간관리자
  • 급여사항 : 면접 후 협의
  • 고용형태 : 정규직
  • 경력여부 : 경력

Guidelines for Applicants

Company Information


Working with a team committed to doing their best – and being the best. Earning the trust of our clients. Demanding excellence of yourself. Join us and you’ll help shape the future of one of the most respected financial institutions in the world.

We play a leading role in helping markets grow and companies develop in more than 100 countries, and hold global leadership positions in all our businesses. We’ll not only make the most of all your talents, we’ll provide the training and support you need to help us keep doing first-class business in a first-class way, as we have for over 200 years.

To learn more about our career opportunists, visit our careers website at http://jpmorgan.com/careers and join our Facebook Community at http://jpmorgan.com/community.


서울시 중구 서소문로11길 35 / Jung-gu, Seoul, Korea



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